Preface |
|
v | |
Note on Editorial Practices |
|
vii | |
Acknowledgements |
|
ix | |
|
|
xxxi | |
|
Table of Other Authorities |
|
|
lv | |
|
Relationship of Law, Lawyers and Ethics |
|
|
1 | (59) |
|
|
1 | (2) |
|
Who Among Us Will Do the Right Thing? |
|
|
3 | (17) |
|
|
3 | (1) |
|
|
3 | (5) |
|
|
8 | (1) |
|
Disclosure of Adverse Evidence |
|
|
8 | (3) |
|
Affirmative Misstatement to an Opposing Party in Contrast to Silence or Omissions |
|
|
11 | (1) |
|
What Really Happened in Spaulding? |
|
|
11 | (2) |
|
Introduction to Ethical Codes and Other Sources of the Law of Lawyering |
|
|
13 | (1) |
|
Canons of Professional Ethics |
|
|
14 | (1) |
|
Model Code of Professional Responsibility |
|
|
14 | (1) |
|
Model Rules of Professional Conduct |
|
|
15 | (2) |
|
ABA Ethics 2000 Commission |
|
|
17 | (1) |
|
Corporate Scandals and the Ethics Rules |
|
|
18 | (1) |
|
Restatement of the Law Governing Lawyers |
|
|
19 | (1) |
|
Other Sources of Ethical Guidance |
|
|
19 | (1) |
|
``Other Law'' Governing Lawyers |
|
|
20 | (1) |
|
Morality of Lawyer's Role |
|
|
20 | (5) |
|
|
20 | (1) |
|
Perspective of the Bad Man |
|
|
21 | (1) |
|
|
21 | (1) |
|
Oliver Wendell Holmes, Jr. |
|
|
|
22 | (1) |
|
Critique of the ``Bad Man'' Perspective |
|
|
23 | (2) |
|
|
25 | (21) |
|
Shaping and Using Law and Facts |
|
|
25 | (1) |
|
Are Lawyers Immune From Law's Prohibitions? |
|
|
26 | (1) |
|
|
27 | (10) |
|
Did The Lawyers in Stenhach Commit a Crime? |
|
|
37 | (1) |
|
|
38 | (1) |
|
|
39 | (1) |
|
Lawyers and Incriminating Evidence |
|
|
39 | (1) |
|
Ethics Rules and Criminal Statutes |
|
|
39 | (2) |
|
Why Lawyers Are Not Prosecuted for Concealing Physical Evidence of Crime |
|
|
41 | (1) |
|
Case Law on a Lawyer's Obligations Concerning Incriminating Physical Evidence |
|
|
41 | (3) |
|
Document Retention and Destruction |
|
|
44 | (1) |
|
|
44 | (2) |
|
|
46 | (12) |
|
``The Law Between the Bar and the State'' |
|
|
46 | (12) |
|
|
Divergent Professional Norms |
|
|
58 | (1) |
|
A Brief Summary of the Disciplinary Process |
|
|
58 | (2) |
|
|
60 | (83) |
|
|
61 | (29) |
|
Crimes Affecting the Administration of Justice |
|
|
61 | (1) |
|
|
61 | (13) |
|
|
74 | (2) |
|
Perjury and the Literal Truth (Bronston and Dezarn) |
|
|
76 | (1) |
|
Perjury and False Swearing |
|
|
77 | (2) |
|
Subornation and Obstruction of Justice |
|
|
79 | (4) |
|
Document Destruction and the Andersen Case |
|
|
83 | (2) |
|
Financial Crimes: Primary Liability for Fraud |
|
|
85 | (2) |
|
Secondary and Derivative Crimes |
|
|
87 | (1) |
|
|
87 | (1) |
|
|
88 | (1) |
|
|
89 | (1) |
|
|
90 | (25) |
|
Negligent Misrepresentation |
|
|
90 | (1) |
|
|
90 | (7) |
|
|
97 | (1) |
|
|
97 | (4) |
|
When Action Is Necessary to Fulfill a Duty to a Third Party |
|
|
101 | (1) |
|
When the Third Party's Own Fault Matters |
|
|
101 | (1) |
|
When a Third Party Has Its Own Lawyer |
|
|
102 | (1) |
|
|
103 | (3) |
|
Lawyer Opinions and M.R. 2.3 |
|
|
106 | (2) |
|
Assisting a Client in Tortious or Illegal Conduct |
|
|
108 | (1) |
|
``How Far May a Lawyer Go in Assisting a Client in Unlawful Conduct?'' |
|
|
108 | (6) |
|
|
When Does a Lawyer Cross the Line Into Illegality? |
|
|
114 | (1) |
|
|
115 | (1) |
|
|
116 | (27) |
|
|
116 | (2) |
|
Tax Law: Lawyer Involvement in Abusive Tax Shelters |
|
|
118 | (1) |
|
``The New Market in Corporate Tax Shelters'' |
|
|
118 | (6) |
|
|
BLIPS: A Case Study in the Role of Lawyers in Abusive Shelters |
|
|
124 | (3) |
|
U.S. Tax Shelter Industry: The Role of Accountants, Lawyers, and Financial Professionals |
|
|
127 | (10) |
|
Relying on Smoke and Mirrors |
|
|
137 | (1) |
|
|
138 | (1) |
|
|
139 | (1) |
|
Relying in ``Good Faith'' on a Tax Opinion |
|
|
140 | (1) |
|
|
141 | (2) |
|
Corporate Fraud and Lawyer Action |
|
|
143 | (112) |
|
To Do or Not to Do, That Is the Question |
|
|
143 | (6) |
|
|
143 | (1) |
|
|
144 | (2) |
|
|
146 | (3) |
|
The Savings & Loan Crisis: Lessons on the Law and on Lawyer Behavior |
|
|
149 | (22) |
|
A Case Study: Lincoln Savings and Loan |
|
|
149 | (3) |
|
In re American Continental Corp./Lincoln Savings and Loan Securities Litigation (Jones Day) |
|
|
152 | (6) |
|
What Did Jones Day Do Wrong? |
|
|
158 | (1) |
|
Does The Elimination of Private Actions for Aiding and Abetting Matter? |
|
|
159 | (2) |
|
|
161 | (2) |
|
Failing to Protect an Organization From Its Managers |
|
|
163 | (1) |
|
Federal Deposit Insurance Corporation v. O'Melveny & Myers |
|
|
163 | (7) |
|
What Did O'Melveny Do Wrong? |
|
|
170 | (1) |
|
|
171 | (84) |
|
Round One: National Student Marketing |
|
|
171 | (1) |
|
SEC v. National Student Marketing Corp |
|
|
171 | (13) |
|
|
184 | (1) |
|
|
185 | (1) |
|
|
186 | (3) |
|
|
189 | (1) |
|
Primary Liability in Lieu of Aiding and Abetting |
|
|
190 | (1) |
|
|
191 | (9) |
|
What Did Drinker Do Wrong? |
|
|
200 | (1) |
|
|
200 | (2) |
|
The Continuum of Lawyer Involvement in Securities Fraud |
|
|
202 | (3) |
|
Lawyer Involvement in Enron |
|
|
205 | (2) |
|
In Re Enron [Part One: The Allegations] |
|
|
207 | (16) |
|
Enron's Outside Lawyers and the Scienter Requirement |
|
|
223 | (2) |
|
The Enron Court on Primary vs. Aiding and Abetting Liability |
|
|
225 | (1) |
|
In Re Enron [Part Two: Primary Liability] |
|
|
226 | (3) |
|
When Is a Lawyer a Primary Violator? |
|
|
229 | (1) |
|
In Re Enron [Part Three: Why V & E Is Subject to Suit But Not Kirkland] |
|
|
230 | (2) |
|
Why Was Kirkland Dismissed From the Suit? |
|
|
232 | (1) |
|
Round Three: Sarbanes--Oxley, The SEC's New Lawyer Rules and the Bar's Reaction |
|
|
232 | (1) |
|
``When The Hurlyburly's Done: The Bar's Struggle With the SEC'' |
|
|
232 | (17) |
|
|
|
249 | (2) |
|
What's a Junior Lawyer to Do? |
|
|
251 | (1) |
|
ABA Revisions to the M.R. 1.13 Prompted by Enron and Other Frauds |
|
|
252 | (3) |
|
|
255 | (134) |
|
|
255 | (2) |
|
Attorney--Client Privilege |
|
|
257 | (85) |
|
|
258 | (1) |
|
A ``Client'' Seeking ``Legal Advice'' From a ``Lawyer'' |
|
|
258 | (1) |
|
Privileged Communications |
|
|
259 | (1) |
|
Communications From Lawyer to Client |
|
|
259 | (1) |
|
A ``Communication'' ``Made in Confidence'' |
|
|
260 | (1) |
|
|
261 | (1) |
|
Client's Physical Characteristics |
|
|
262 | (1) |
|
|
262 | (1) |
|
Procedures for Invoking the Privilege |
|
|
262 | (1) |
|
Joint Clients and Cooperating Parties |
|
|
263 | (1) |
|
Exceptions to Attorney--Client Privilege |
|
|
264 | (1) |
|
Corporations and the Attorney--Client Privilege |
|
|
264 | (1) |
|
|
264 | (9) |
|
Scope of the Corporate Privilege |
|
|
273 | (1) |
|
Why a Corporate Privilege? |
|
|
274 | (1) |
|
Who May Claim the Privilege on Behalf of a Corporation? |
|
|
275 | (1) |
|
Advising Corporate Employees Not to Speak With Opposing Counsel |
|
|
276 | (1) |
|
Contrasting The Government's Attorney-Client Privilege With That of Corporations |
|
|
276 | (3) |
|
|
279 | (1) |
|
Lawyer's Mental Impressions and Theories |
|
|
280 | (1) |
|
Material ``Prepared in Anticipation of Litigation'' |
|
|
280 | (2) |
|
Who May Invoke Attorney-Client and Work-Product Protection? |
|
|
282 | (1) |
|
Accountants Versus Lawyers |
|
|
282 | (2) |
|
Documents, Attorney-Client Privilege and the Bill of Rights |
|
|
284 | (1) |
|
|
284 | (9) |
|
Documents Given to a Lawyer By a Client |
|
|
293 | (2) |
|
The Hubbell Case: Fisher's Caveat Upended |
|
|
295 | (4) |
|
|
299 | (1) |
|
|
300 | (1) |
|
|
301 | (1) |
|
The Crime-Fraud Exception |
|
|
302 | (1) |
|
In Re Sealed Case (Lewinsky) |
|
|
302 | (4) |
|
Lewinsky and the Crime-Fraud Exception |
|
|
306 | (1) |
|
Justification for the Crime-Fraud Exception |
|
|
307 | (1) |
|
Establishing the Exception: Procedural and Evidentiary Foundations |
|
|
308 | (1) |
|
Internal Investigations by Lawyers of Entity Wrongdoing |
|
|
309 | (1) |
|
|
310 | (2) |
|
Lawyer Dissuasion, Lawyer Disclosure and ``Uncompleted'' Crimes |
|
|
312 | (3) |
|
|
315 | (1) |
|
Client Identity Revisited: The Hit-and-Run Driver |
|
|
316 | (2) |
|
Big Tobacco and Its Lawyers |
|
|
318 | (1) |
|
Lawyer Resistance to Reporting Cash Receipts |
|
|
319 | (1) |
|
Waiver of Attorney-Client Privilege |
|
|
320 | (1) |
|
In Re Columbia/HCA Healthcare Corp. Billing Practices Litigation |
|
|
320 | (15) |
|
Does Cooperative Disclosure to a Government Agency Waive the Privilege? |
|
|
335 | (1) |
|
The State of Play on Selective Waiver |
|
|
336 | (1) |
|
|
337 | (1) |
|
|
338 | (2) |
|
Waiver by Putting--in--Issue |
|
|
340 | (1) |
|
|
341 | (1) |
|
Professional Duty of Confidentiality |
|
|
342 | (47) |
|
Scope of Duty of Confidentiality |
|
|
344 | (1) |
|
|
344 | (1) |
|
Using as Opposed to Revealing Client Information |
|
|
345 | (1) |
|
Publicly Available Information as Confidential Information |
|
|
345 | (1) |
|
Client Consent and Implied Authority to Reveal |
|
|
346 | (1) |
|
Confidentiality Not a Bar to a Lawyer Seeking Legal or Ethics Advice |
|
|
346 | (1) |
|
Consequences of Breaching the Duty of Confidentiality |
|
|
346 | (1) |
|
Overview of Exceptions to Confidentiality |
|
|
347 | (1) |
|
|
348 | (1) |
|
Meyerhofer v. Empire Fire and Marine Ins. Co |
|
|
349 | (5) |
|
Whistle-Blowing in Self-Defense |
|
|
354 | (1) |
|
Obtaining Confidential Information Improperly |
|
|
355 | (1) |
|
Self-Defense Exception to Attorney-Client Privilege |
|
|
356 | (1) |
|
|
357 | (1) |
|
|
357 | (1) |
|
O.P.M.: A Case Study and its Lessons |
|
|
357 | (5) |
|
Should Singer Hutner Have Disclosed the O.P.M. Fraud? |
|
|
362 | (1) |
|
The Longstanding Tension Within the Ethics Rules and With Other Law |
|
|
363 | (5) |
|
Required Disclosure of Client Fraud Under M.R. 4.1 |
|
|
368 | (1) |
|
Noisy Withdrawal: Its Genesis and the SEC's Flirtation With it |
|
|
368 | (2) |
|
Confidentiality When Death or Bodily Harm May Result |
|
|
370 | (1) |
|
|
370 | (1) |
|
|
371 | (1) |
|
|
372 | (7) |
|
Confidentiality and Retaliatory Discharge Claims |
|
|
379 | (2) |
|
Subsequent Cases on Retaliatory Discharge |
|
|
381 | (2) |
|
Hawkins: Rejecting a General Duty to Warn About Dangerous Clients |
|
|
383 | (1) |
|
Protecting the Judiciary From Dangerous Clients |
|
|
384 | (1) |
|
Protecting the Public From Dangerous Whistleblowers |
|
|
385 | (4) |
|
|
389 | (127) |
|
|
389 | (3) |
|
Purposes, Origin and Scope of Conflicts of Interest |
|
|
389 | (2) |
|
Professional Rules Governing Conflicts of Interest |
|
|
391 | (1) |
|
Concurrent Representation in Litigation |
|
|
392 | (54) |
|
Professional Rules on Concurrent Representation |
|
|
392 | (1) |
|
``Directly Adverse'' Representation |
|
|
393 | (2) |
|
``Materially Limited'' Representation |
|
|
395 | (1) |
|
Consent and Concurrent Representation Conflicts |
|
|
396 | (2) |
|
Concurrent Representation in Civil Litigation |
|
|
398 | (1) |
|
Westinghouse Elec. Corp. v. Kerr-McGee Corp |
|
|
398 | (9) |
|
Understanding Westinghouse |
|
|
407 | (1) |
|
|
408 | (1) |
|
Who Qualifies as a Current Client for Purposes of the Conflicts Rules? |
|
|
409 | (1) |
|
Corporate Family Conflicts |
|
|
409 | (1) |
|
|
410 | (1) |
|
Advance Waiver of Conflicts |
|
|
410 | (2) |
|
Procedures to Discover Conflicts |
|
|
412 | (1) |
|
Imputation and Large Firms |
|
|
413 | (1) |
|
|
413 | (8) |
|
Analyzing a Material Limitation Conflict |
|
|
421 | (1) |
|
Procedural Issues in Disqualification Motions |
|
|
422 | (1) |
|
Standing to Raise a Conflict of Interest |
|
|
422 | (1) |
|
Delay Doctrines: Waiver, Laches, and Estoppel |
|
|
423 | (1) |
|
|
423 | (2) |
|
Curing a Simultaneous Conflict: The Hot Potato Doctrine vs. Thrust-Upon Conflicts |
|
|
425 | (1) |
|
Personal Interest Conflicts |
|
|
426 | (3) |
|
Remedies for Conflicts of Interest |
|
|
429 | (1) |
|
Use of a Disqualified Lawyer's Work |
|
|
430 | (3) |
|
Concurrent Representation in Criminal Litigation |
|
|
433 | (1) |
|
|
433 | (5) |
|
|
438 | (1) |
|
|
439 | (3) |
|
Disfavoring Multiple Representation in Criminal Cases |
|
|
442 | (1) |
|
Waiver and Denial of Defense Counsel of Choice |
|
|
443 | (2) |
|
Judicial Inquiry to Determine Whether a Conflict Exists |
|
|
445 | (1) |
|
Other Conflicts of Interest in Criminal Cases |
|
|
446 | (1) |
|
Joint Representation in Transactions and Civil Litigation |
|
|
446 | (14) |
|
Representing Both Parties to a Real Estate Transaction |
|
|
447 | (1) |
|
|
447 | (4) |
|
``Full Disclosure'' as Predicate of Consent |
|
|
451 | (1) |
|
Confidentiality and Joint Clients |
|
|
452 | (2) |
|
Representing Buyer and Seller |
|
|
454 | (1) |
|
Lawyer Serving as Third-Party Neutral |
|
|
455 | (1) |
|
Joint Representation in Marital Matters |
|
|
455 | (1) |
|
|
455 | (2) |
|
|
457 | (1) |
|
Joint Representation in the Formation of Business Ventures |
|
|
458 | (1) |
|
Aggregate Settlement Rule |
|
|
458 | (2) |
|
Successive Representation |
|
|
460 | (12) |
|
Successive Representation of Joint Clients |
|
|
461 | (1) |
|
Brennan's Inc. v. Brennan's Restaurants, Inc. |
|
|
461 | (5) |
|
|
466 | (1) |
|
Other Successive Representation Issues |
|
|
466 | (1) |
|
Primary and Secondary (Accommodation) Clients? |
|
|
466 | (2) |
|
``Substantially Related'' Matters |
|
|
468 | (1) |
|
Competition as an Adverse Interest |
|
|
469 | (1) |
|
Imputation and Lawyers Not in the Same Firm |
|
|
470 | (1) |
|
Taint Shopping and Duties to Prospective Clients |
|
|
471 | (1) |
|
Imputed Conflicts and the Migratory Lawyer |
|
|
472 | (19) |
|
|
472 | (4) |
|
Imputed Disqualification and Migratory Lawyers |
|
|
476 | (1) |
|
Nemours Foundation v. Gilbane |
|
|
476 | (11) |
|
|
487 | (1) |
|
|
487 | (3) |
|
Conflicts When Law Firms Merge |
|
|
490 | (1) |
|
Conflicts Created by Migratory Nonlawyers: Paralegals, Secretaries and Law Students |
|
|
490 | (1) |
|
Government Lawyers and the Revolving Door |
|
|
491 | (25) |
|
|
491 | (2) |
|
Sources of Law on Government Lawyers' Conflicts |
|
|
493 | (1) |
|
|
493 | (2) |
|
Model Rule 1.11 and Restatement § 133 |
|
|
495 | (2) |
|
Disqualification of Former Government Lawyers Under Rule 1.11 |
|
|
497 | (1) |
|
Securities Investor Protection Corp. (SIPC) v. Vigman |
|
|
497 | (8) |
|
|
505 | (1) |
|
|
505 | (1) |
|
``Personal and Substantial Participation'' |
|
|
506 | (2) |
|
Government Consent and Screening |
|
|
508 | (1) |
|
Confidential Government Information |
|
|
509 | (1) |
|
Why Limit Screening to Former Government Lawyers? |
|
|
510 | (1) |
|
Other Issues of Government Lawyer Conflicts |
|
|
511 | (1) |
|
When the Current and Former Client Are Both Government Agencies |
|
|
511 | (1) |
|
Moving From Private Practice Into Government Service |
|
|
512 | (1) |
|
Can Government Be Disqualified by Imputation? |
|
|
513 | (1) |
|
Simultaneously Representing a Private Client and Serving as a Government Official or Lawyer |
|
|
514 | (1) |
|
Other Conflicts Rules for Those in Public Service |
|
|
514 | (2) |
|
|
516 | (116) |
|
|
516 | (2) |
|
|
518 | (25) |
|
|
518 | (1) |
|
The Organization and its Constituents |
|
|
519 | (1) |
|
|
519 | (5) |
|
|
524 | (1) |
|
``Miranda Warning'' to Corporate Constituents |
|
|
524 | (1) |
|
Representing An Organization and Its Agents in Derivative Actions |
|
|
525 | (1) |
|
Yablonski v. United Mine Workers of America |
|
|
525 | (6) |
|
Later Proceedings in Yablonski |
|
|
531 | (1) |
|
Representing Corporate Officers in Litigation |
|
|
532 | (1) |
|
Who Controls a Corporation's Attorney-Client Privilege? |
|
|
533 | (1) |
|
A Privilege for Individual Corporate Officers? |
|
|
534 | (1) |
|
Role of Corporate Counsel in Shareholder Derivative Suits |
|
|
534 | (4) |
|
Independent Counsel for a Corporation and Directing the Litigation |
|
|
538 | (1) |
|
Mediating Among Competing Interests Within an Organization |
|
|
539 | (1) |
|
Protections for Corporate Officers and Agents |
|
|
539 | (2) |
|
Lawyers Serving on Client's Board of Directors |
|
|
541 | (1) |
|
Concurrent Representation of Parent and Subsidiary |
|
|
542 | (1) |
|
|
543 | (25) |
|
Representing a Closely Held Corporation or Partnership |
|
|
543 | (1) |
|
Fassihi v. Sommers, Schwartz, Silver, Schwartz and Tyler, P.C. |
|
|
543 | (4) |
|
Duty Arising From ``Confidential Relationship'' |
|
|
547 | (1) |
|
Skarbrevik: Counsel for a Close Corporation With No Fiduciary Duties to Shareholders? |
|
|
548 | (2) |
|
Co-Client Approach to Shareholders of Closely Held Corporations |
|
|
550 | (1) |
|
|
551 | (1) |
|
Piercing the Privilege for Almost Clients: The Garner Doctrine |
|
|
551 | (2) |
|
|
553 | (1) |
|
Fickett v. Superior Court of Pima County |
|
|
553 | (3) |
|
Duty of a Lawyer for a Fiduciary Toward a Beneficiary |
|
|
556 | (1) |
|
Attorney--Client Privilege for a Trustee |
|
|
556 | (2) |
|
Triangular Lawyer Relationships |
|
|
558 | (1) |
|
``Triangular Lawyer Relationships: An Exploratory Analysis'' |
|
|
558 | (10) |
|
|
|
568 | (14) |
|
Paradigm Ins. Co. v. The Langerman Law Offices |
|
|
568 | (9) |
|
Representing an Insured Upon Designation by Insurer |
|
|
577 | (1) |
|
Control of the Defense and Insurer Guidelines |
|
|
578 | (1) |
|
|
579 | (1) |
|
Settling an Insurance Claim |
|
|
580 | (1) |
|
Is The Confusion Caused by Starting With the Wrong Question? |
|
|
581 | (1) |
|
Lawyers for the Government |
|
|
582 | (11) |
|
|
582 | (1) |
|
Identifying a Government Lawyer's Client |
|
|
582 | (2) |
|
Government Lawyer As Representing the ``Public Interest'' |
|
|
584 | (1) |
|
When the Government Switches Sides in Litigation |
|
|
585 | (1) |
|
Model Rules and Government Lawyers |
|
|
585 | (2) |
|
When Government Officials Use Lawyers to Break the Law |
|
|
587 | (1) |
|
Case Study: Government Lawyers and Torture |
|
|
587 | (3) |
|
Government Lawyers As Whistleblowers |
|
|
590 | (1) |
|
Government Lawyers Representing Individual Government Employees |
|
|
591 | (2) |
|
|
593 | (39) |
|
Overview: The Problems and Some Proposed Solutions |
|
|
594 | (1) |
|
``The Plaintiffs' Attorney's Role in Class Action and Derivative Litigation'' |
|
|
594 | (5) |
|
|
|
Market Approach to Class Action Claims |
|
|
599 | (4) |
|
|
603 | (2) |
|
``Class Wars: The Dilemma of the Mass Tort Class Action'' |
|
|
605 | (6) |
|
|
Case Study: Georgine v. Amchem Products |
|
|
611 | (1) |
|
Georgine v. Amchem Products, Inc. |
|
|
611 | (13) |
|
Supreme Court Rejection of Georgine in Amchem Products |
|
|
624 | (2) |
|
Class Lawyers and Lawyers for Other Entity Clients: Common Problems? |
|
|
626 | (1) |
|
``In Hell There Will Be Lawyers Without Clients or Law,'' In Ethics in the Practice of Law (Deborah L. Rhode, Ed.) |
|
|
626 | (5) |
|
|
|
|
631 | (1) |
|
Litigation and Negotiation |
|
|
632 | (122) |
|
|
632 | (27) |
|
|
633 | (1) |
|
Committee on Professional Ethics and Conduct of the Iowa State Bar Association v. Crary |
|
|
634 | (1) |
|
Ethics Rules on Presenting False Evidence |
|
|
635 | (2) |
|
The President's Lawyer's Disclosure to the Court |
|
|
637 | (1) |
|
Disciplining Lawyers Who Actively or Tacitly Participate in the Presentation of False Evidence |
|
|
638 | (1) |
|
False Evidence Offered By the Opposing Party |
|
|
638 | (1) |
|
Perjury in Criminal Cases |
|
|
639 | (1) |
|
|
639 | (9) |
|
``Court Truth'' and ``Real Truth'' |
|
|
648 | (1) |
|
Government Use of Perjured Testimony to Obtain a Conviction |
|
|
649 | (1) |
|
What Should a Criminal Defense Lawyer Do? |
|
|
649 | (2) |
|
|
651 | (1) |
|
May a Defense Lawyer Inform the Trial Judge That the Defendant Has Committed Perjury? |
|
|
652 | (1) |
|
The Continuing Debate on Client Perjury in Criminal Trials |
|
|
652 | (2) |
|
``Perjury: The Lawyer's Trilemma'' |
|
|
654 | (2) |
|
|
|
656 | (3) |
|
Remedies for Abusive Litigation Conduct |
|
|
659 | (37) |
|
Frivolity, Harassment and Delay: Professional Rules and Attitudes |
|
|
660 | (1) |
|
|
661 | (1) |
|
Screening Out Frivolous Claims |
|
|
662 | (2) |
|
|
664 | (1) |
|
|
665 | (1) |
|
A Brief History of Rule 11 |
|
|
665 | (2) |
|
The 1993 Rule 11 and Its Interpretation |
|
|
667 | (1) |
|
The Affirmative Duty to Investigate |
|
|
668 | (2) |
|
The Golden Eagle Debate: Will Vigorous Sanctions Deter Zealous Advocacy? |
|
|
670 | (6) |
|
Were Kirkland & Ellis's Legal Arguments Misleading? |
|
|
676 | (3) |
|
Who, If Anyone, Pays Sanctions? |
|
|
679 | (1) |
|
How Committed Are the Courts to Enforcing Rule 11? |
|
|
680 | (1) |
|
Should Certain Types of Claims Be Judged More Leniently? |
|
|
680 | (1) |
|
Harsher Treatment of Lawyers and Parties in Securities Cases |
|
|
681 | (1) |
|
State Corollaries to Rule 11 |
|
|
682 | (1) |
|
Other Procedural Sanctions |
|
|
682 | (1) |
|
Unreasonably and Vexatiously Multiplying Proceedings |
|
|
682 | (1) |
|
Inhernet Judicial Authority to Sanction Bad Faith Conduct |
|
|
683 | (1) |
|
Sanctions for Discovery Abuse |
|
|
683 | (1) |
|
Sanctions At the Appellate Level |
|
|
684 | (1) |
|
|
685 | (1) |
|
Tort Remedies Against Lawyers for Litigation Conduct |
|
|
686 | (1) |
|
|
686 | (3) |
|
Civil Liability of a Lawyer for Pursuing a Frivolous Claim |
|
|
689 | (1) |
|
|
689 | (1) |
|
|
690 | (1) |
|
|
691 | (1) |
|
Other Tort Liability Issues |
|
|
692 | (1) |
|
Immunity From Suit for Defamation |
|
|
692 | (1) |
|
|
693 | (1) |
|
Tortious Spoliation of Evidence |
|
|
693 | (1) |
|
Is Court Rule Better Than Tort Rule? |
|
|
694 | (1) |
|
High Stakes Litigation as a ``Prisoner's Dilemma'' |
|
|
694 | (2) |
|
|
696 | (23) |
|
Witness Preparation (Coaching) |
|
|
696 | (5) |
|
|
701 | (1) |
|
|
701 | (1) |
|
|
702 | (1) |
|
|
703 | (1) |
|
Deliberate Injection of Impermissible Matter |
|
|
703 | (2) |
|
Asserting Personal Knowledge, Belief or Opinion |
|
|
705 | (1) |
|
Intimidation and Harassment |
|
|
706 | (1) |
|
|
706 | (2) |
|
|
708 | (1) |
|
The Special Responsibilities of Prosecutors |
|
|
708 | (1) |
|
|
708 | (1) |
|
Disclosure of Material Exculpatory Evidence (The Brady Rule) |
|
|
709 | (2) |
|
Prosecutorial Misconduct and Its Control |
|
|
711 | (1) |
|
``Break Rules, Be Promoted'' |
|
|
711 | (5) |
|
|
|
|
716 | (1) |
|
Using Improper Means in Gathering Evidence |
|
|
717 | (2) |
|
Lawyer's Relationship With Non-Clients |
|
|
719 | (18) |
|
Communicating With Another Lawyer's Client (No-Contact Rule) |
|
|
719 | (2) |
|
Communicating With Constituents of an Organizational Client |
|
|
721 | (1) |
|
Messing, Rudavsky & Weliky, P.C. v. President and Fellows of Harvard College |
|
|
721 | (6) |
|
Who Is a Represented Person or Party for Purposes of No-Contact Rule? |
|
|
727 | (1) |
|
When Opposing Party Is a Class |
|
|
728 | (1) |
|
When the Represented Person Is a Government Agency |
|
|
729 | (1) |
|
Application of the No-Contact Rule to Prosecutors |
|
|
730 | (4) |
|
Fairness to Persons Not Represented By Counsel |
|
|
734 | (2) |
|
The Advocate--Witness Rule |
|
|
736 | (1) |
|
The Law and Ethics of Negotiation |
|
|
737 | (17) |
|
|
737 | (2) |
|
Truthfulness in Bargaining |
|
|
739 | (1) |
|
How Truthful Are Lawyers in Negotiations? |
|
|
739 | (1) |
|
|
740 | (1) |
|
Conduct Assisting or Involving Illegal Conduct |
|
|
741 | (2) |
|
|
743 | (2) |
|
Negotiating Strategies and the Temptation to Deceive |
|
|
745 | (1) |
|
``A Causerie on Lawyers' Ethics in Negotiation'' |
|
|
745 | (3) |
|
|
Rubin and Today's World of Lawyering |
|
|
748 | (1) |
|
The ABA Rejects Judge Rubin's Proposal |
|
|
748 | (1) |
|
Can Lawyers' Negotiating Tactics Be Regulated? |
|
|
749 | (1) |
|
The Case for Cooperative Negotiating Strategies |
|
|
750 | (4) |
|
Lawyer-Client Relationship |
|
|
754 | (94) |
|
|
754 | (6) |
|
|
760 | (38) |
|
|
760 | (1) |
|
|
761 | (1) |
|
|
762 | (5) |
|
Brobeck, Phleger & Harrison v. Telex Corp |
|
|
767 | (1) |
|
Bushman v. State Bar of California |
|
|
768 | (1) |
|
|
768 | (1) |
|
|
769 | (1) |
|
|
770 | (2) |
|
Non-Refundable Retainer Fees |
|
|
772 | (2) |
|
|
774 | (1) |
|
|
774 | (1) |
|
Fraudulent Billing and Fee Padding |
|
|
775 | (2) |
|
|
777 | (1) |
|
|
778 | (1) |
|
|
778 | (1) |
|
Client Confidentiality in Fee Disputes |
|
|
779 | (1) |
|
|
779 | (2) |
|
Professional Rules on Contingent Fees |
|
|
781 | (1) |
|
Cases on Excessive Contingent Fees |
|
|
782 | (1) |
|
Committee on Legal Ethics of West Virginia State Bar v. Gallaher |
|
|
783 | (1) |
|
|
784 | (1) |
|
Contemporary Criticisms of Contingent Fees |
|
|
785 | (3) |
|
Reforming The Contingency Fee: Manhattan Institute Proposal and ABA Response |
|
|
788 | (2) |
|
Prohibitions on Use of Contingent Fees |
|
|
790 | (1) |
|
|
790 | (1) |
|
|
791 | (1) |
|
|
792 | (1) |
|
Contingent Fees in Transactions |
|
|
793 | (1) |
|
Quantum Meruit Recoveries by Contingent Fee Lawyers Who Withdraw or Are Discharged |
|
|
793 | (2) |
|
Flat Fees Paid to Insurance Defense Lawyers |
|
|
795 | (1) |
|
|
796 | (2) |
|
Lawyer-Client Transactions |
|
|
798 | (19) |
|
Transactions With Clients |
|
|
798 | (1) |
|
|
799 | (1) |
|
Committee on Professional Ethics and Conduct of Iowa State Bar Association v. Mershon |
|
|
800 | (4) |
|
Business Dealings With Clients |
|
|
804 | (2) |
|
Lawyer Equity Investments in Clients |
|
|
806 | (3) |
|
Contracting With a Client for Rights to Client's Story |
|
|
809 | (1) |
|
|
810 | (2) |
|
Sexual Relationship With Client |
|
|
812 | (1) |
|
Handling Property of Clients and Others |
|
|
813 | (1) |
|
|
814 | (1) |
|
|
815 | (1) |
|
Client Protection Funds and Other Regulatory Safeguards |
|
|
816 | (1) |
|
Keeping Money of Multiple Clients in One Account |
|
|
816 | (1) |
|
Scope of Lawyer's Authority |
|
|
817 | (18) |
|
|
817 | (2) |
|
Allocation of Decision-Making Authority in Civil Litigation |
|
|
819 | (2) |
|
Authority to Settle Civil Matters |
|
|
821 | (1) |
|
International Telemeter Corp. v. Teleprompter Corp. |
|
|
821 | (1) |
|
Actual and Apparent Authority |
|
|
822 | (2) |
|
Authority to Settle on Behalf of Government |
|
|
824 | (1) |
|
Settlement Practices and Adversary Premises |
|
|
824 | (2) |
|
Allocation of Decision--Making in Criminal Cases |
|
|
826 | (1) |
|
Decisions a Client Has a Right to Make |
|
|
826 | (1) |
|
Decisions a Criminal Defense Lawyer May Make |
|
|
827 | (1) |
|
|
828 | (2) |
|
Violation of Client Instructions As Ineffective Assistance |
|
|
830 | (2) |
|
Accepting or Rejecting a Plea Bargain Offer |
|
|
832 | (1) |
|
Autonomy to Opt for Death |
|
|
832 | (1) |
|
|
833 | (2) |
|
|
835 | (13) |
|
|
835 | (1) |
|
|
835 | (1) |
|
|
836 | (3) |
|
Protecting a Client Upon Withdrawal |
|
|
839 | (1) |
|
Client Access to Lawyer's File |
|
|
839 | (1) |
|
Discharge and Its Consequences |
|
|
840 | (2) |
|
Ending the Relationship Before It Starts? |
|
|
842 | (1) |
|
Togstad v. Vesely, Otto, Miller & Keefe |
|
|
842 | (4) |
|
Obligations to a Prospective Client |
|
|
846 | (2) |
|
|
848 | (53) |
|
How Widespread Is Incompetence? |
|
|
848 | (1) |
|
|
849 | (4) |
|
Ethics Rules on Competence |
|
|
850 | (1) |
|
Continuing Legal Education |
|
|
851 | (1) |
|
|
852 | (1) |
|
Reputation and the Market |
|
|
852 | (1) |
|
|
853 | (19) |
|
|
853 | (2) |
|
Overview of Tort of Malpractice |
|
|
855 | (1) |
|
|
856 | (2) |
|
|
858 | (1) |
|
Causation and Standard of Care |
|
|
859 | (1) |
|
|
859 | (6) |
|
|
865 | (1) |
|
|
866 | (1) |
|
Duty When Negotiating a Settlement |
|
|
866 | (1) |
|
Professional Custom Sets the Standard |
|
|
866 | (1) |
|
|
867 | (1) |
|
National or Local Standard |
|
|
868 | (1) |
|
|
869 | (1) |
|
Violation of Ethical Rules as a Basis for Malpractice |
|
|
869 | (1) |
|
Limiting Malpractice Liability by Agreement |
|
|
870 | (1) |
|
|
871 | (1) |
|
Role of Malpractice Insurers in Loss Prevention |
|
|
872 | (1) |
|
Effective Assistance of Counsel Under the Sixth Amendment |
|
|
872 | (29) |
|
|
872 | (2) |
|
Ineffective Assistance: The Constitutional Standard |
|
|
874 | (1) |
|
|
874 | (14) |
|
|
888 | (2) |
|
Required Showing of Prejudice |
|
|
890 | (1) |
|
|
890 | (1) |
|
An Example of ``Adequate'' Representation |
|
|
891 | (2) |
|
Defense Counsel's Duty to Investigate |
|
|
893 | (1) |
|
Constitutional Role of Defense Counsel |
|
|
894 | (2) |
|
When Prejudice Is Presumed |
|
|
896 | (1) |
|
Effective Assistance of Counsel Under State Constitutions |
|
|
897 | (1) |
|
|
898 | (1) |
|
Malpractice Claims Against Criminal Defense Lawyers |
|
|
898 | (3) |
|
|
901 | (114) |
|
|
901 | (1) |
|
Religious and Constitutional Traditions |
|
|
901 | (2) |
|
Political and Professional Realities |
|
|
903 | (2) |
|
Justice and Ordinary Lawyering |
|
|
905 | (63) |
|
Access to Justice for Ordinary Americans: An Overview |
|
|
905 | (1) |
|
|
905 | (2) |
|
Use of Legal Services by Moderate Income Americans |
|
|
907 | (1) |
|
Alternative Prescriptions |
|
|
908 | (1) |
|
Access to Justice Through Nonlawyers: The Unauthorized Practice of Law |
|
|
909 | (2) |
|
Legal Remedies Against Unauthorized Law Practice |
|
|
911 | (1) |
|
What Constitutes ``The Practice of Law''? |
|
|
911 | (1) |
|
Unauthorized Practice of Law Committee v. Parsons Technology, Inc. |
|
|
911 | (8) |
|
Nonlawyer Participation in Documenting Real Estate Transactions |
|
|
919 | (1) |
|
Unauthorized Practice of Law in The Information Age |
|
|
920 | (2) |
|
Getting Individualized Help With Legal Forms From Lay Persons |
|
|
922 | (2) |
|
Nonlawyer Representation in Adjudicatory Proceedings |
|
|
924 | (1) |
|
Defining the Professional Monopoly |
|
|
925 | (1) |
|
Restrictions on Law Practice by Corporations |
|
|
926 | (1) |
|
Turf Wars in Real Estate and Other Fields |
|
|
927 | (1) |
|
Advertising and Solicitation |
|
|
928 | (1) |
|
Advertising as a Means of Enhancing Access |
|
|
928 | (1) |
|
Traditional Ban on Lawyer Advertising |
|
|
929 | (2) |
|
Model Rules on Lawyer Advertising |
|
|
931 | (1) |
|
First Amendment Protection of Lawyer Advertising |
|
|
931 | (1) |
|
In-Person Solicitation: Ohralik and Primus |
|
|
932 | (1) |
|
Ohralik v. Ohio State Bar Association |
|
|
932 | (1) |
|
|
933 | (1) |
|
Written Solicitation of Particular Matters |
|
|
934 | (1) |
|
Shapero v. Kentucky Bar Association |
|
|
934 | (8) |
|
Targeted Mail After Shapero |
|
|
942 | (1) |
|
Targeted Mail to Accident Victims and Their Relatives: The Went for It Case |
|
|
942 | (1) |
|
Florida Bar v. Went For It, Inc. |
|
|
942 | (2) |
|
Effect of Advertising on Public's Perception of Lawyers |
|
|
944 | (1) |
|
The Internet and Other Unresolved Questions |
|
|
945 | (2) |
|
|
947 | (2) |
|
|
949 | (1) |
|
The American Rule and Its Alternatives |
|
|
949 | (3) |
|
Court Awarded Attorney's Fees |
|
|
952 | (1) |
|
|
952 | (1) |
|
Justice in the Law Office: Drafting Contracts |
|
|
953 | (1) |
|
Lawyer's Role in Drafting Contracts |
|
|
953 | (1) |
|
Paul D. Carrington, Unconscionable Lawyers |
|
|
954 | (12) |
|
Unconscionable Adhesion Contracts |
|
|
966 | (2) |
|
Lawyers Serving Poor People and ``The Public Interest'' |
|
|
968 | (28) |
|
A Constitutional Right to Civil Legal Assistance? |
|
|
968 | (2) |
|
``The Stench of Room 202'' |
|
|
970 | (3) |
|
|
Professional Obligation to Represent Poor People |
|
|
973 | (1) |
|
|
974 | (3) |
|
|
977 | (1) |
|
Publicly Financed Civil Legal Assistance |
|
|
978 | (1) |
|
|
978 | (1) |
|
Development of Federal Legal Services Program |
|
|
979 | (1) |
|
Legislative and Regulatory Restrictions |
|
|
980 | (1) |
|
David Luban, Taking Out the Adversary: The Assault on Progressive Public--Interest Lawyers |
|
|
981 | (9) |
|
Silencing, Rationing and Fee Awards in Legal Services |
|
|
990 | (2) |
|
|
992 | (1) |
|
Staff-Attorney System or Judicare System? |
|
|
992 | (1) |
|
|
993 | (1) |
|
What Should Be the Standard of Service? |
|
|
993 | (2) |
|
Social Advocacy vs. Individual Client Service |
|
|
995 | (1) |
|
Shaking the World: Lawyers for and as Revolutionaries |
|
|
996 | (19) |
|
Politics and the Courtroom |
|
|
996 | (1) |
|
Disorder in the Court: The Chicago Conspiracy Trial |
|
|
997 | (1) |
|
|
998 | (1) |
|
Securing Courtroom Decorum |
|
|
999 | (3) |
|
Revolutionary Lawyers in Corporate Law Firms? |
|
|
1002 | (2) |
|
Free Speech Rights of Lawyers |
|
|
1004 | (1) |
|
Public Comment About Pending Cases |
|
|
1004 | (1) |
|
Gentile v. State Bar of Nevada |
|
|
1004 | (7) |
|
Gentile and Trial Publicity |
|
|
1011 | (1) |
|
Extrajudicial Criticism Of Administration Of Justice |
|
|
1011 | (2) |
|
Criticism of Particular Judges |
|
|
1013 | (2) |
|
The Structure of Legal Practice |
|
|
1015 | (150) |
|
|
1015 | (1) |
|
|
1016 | (14) |
|
Criticism of Legal Education |
|
|
1017 | (5) |
|
Perspectives on Legal Education |
|
|
1022 | (1) |
|
Duncan Kennedy, Legal Education and the Reproduction of Hierarchy |
|
|
1022 | (4) |
|
Critiques of Legal Education and Its Relationship to Law Practice |
|
|
1026 | (3) |
|
Legal Profession's Messages About Legal Ethics |
|
|
1029 | (1) |
|
|
1030 | (24) |
|
Modern Admission Standards |
|
|
1030 | (1) |
|
|
1031 | (2) |
|
|
1033 | (2) |
|
|
1035 | (2) |
|
|
1037 | (9) |
|
Subsequent Developments Concerning Hale |
|
|
1046 | (1) |
|
Political Beliefs and Good Character |
|
|
1047 | (4) |
|
Racist and Sexist Conduct |
|
|
1051 | (1) |
|
Fitness of Applicants With Disabilities |
|
|
1052 | (2) |
|
Discrimination Within the Bar |
|
|
1054 | (46) |
|
|
1054 | (1) |
|
History of African--Americans in Law |
|
|
1054 | (1) |
|
Geraldine R. Segal, Blacks in the Law |
|
|
1054 | (1) |
|
African--Americans and Legal Education |
|
|
1055 | (2) |
|
|
1057 | (24) |
|
|
1081 | (3) |
|
African--Americans in Law Schools |
|
|
1084 | (1) |
|
African--Americans in Practice |
|
|
1085 | (3) |
|
|
1088 | (2) |
|
``Perspectives on Professional Women'' |
|
|
1090 | (1) |
|
|
|
1091 | (3) |
|
Gender Discrimination in Partnership Decisions |
|
|
1094 | (1) |
|
Hishon v. King & Spalding |
|
|
1094 | (4) |
|
Gender Bias in the Courts |
|
|
1098 | (1) |
|
|
1099 | (1) |
|
Law Firms and Other Multilawyer Relationships |
|
|
1100 | (16) |
|
Responsibilities of Junior and Senior Lawyers |
|
|
1101 | (1) |
|
|
1101 | (3) |
|
|
Aftermath of the Berkey-Kodak Incident |
|
|
1104 | (2) |
|
Murphy & Demory, Ltd. v. Murphy |
|
|
1106 | (1) |
|
Supervisory and Subordinate Lawyers |
|
|
1107 | (1) |
|
Fee Splitting (Referral Fees) |
|
|
1108 | (3) |
|
Declining Loyalty: Grabbing and Leaving |
|
|
1111 | (1) |
|
Rosenfeld, Meyer & Susman v. Cohen |
|
|
1111 | (1) |
|
Non-Compete Clauses and Forfeiture Provisions |
|
|
1112 | (2) |
|
|
1114 | (1) |
|
Vicarious Liability and LLPs |
|
|
1115 | (1) |
|
Multidisciplinary Practice |
|
|
1116 | (6) |
|
Form-of-Practice Restrictions of Model Rule 5.4 |
|
|
1116 | (2) |
|
Ancillary Business Activities |
|
|
1118 | (1) |
|
|
1119 | (3) |
|
Multijurisdictional Practice |
|
|
1122 | (14) |
|
Exclusion of Noncitizens and Nonresidents |
|
|
1123 | (2) |
|
|
1125 | (1) |
|
Multijurisdictional Practice |
|
|
1126 | (1) |
|
Denial of Fees to Out-of-State Attorneys |
|
|
1126 | (3) |
|
Amended Model Rule 5.5 and Restatement § 3(3) |
|
|
1129 | (1) |
|
|
1130 | (2) |
|
What State's Law Governs a Lawyer's Conduct? |
|
|
1132 | (2) |
|
|
1134 | (1) |
|
Foreign Legal Consultants |
|
|
1135 | (1) |
|
SEC Rules Governing Foreign Attorneys |
|
|
1135 | (1) |
|
Model Rule 8.5 and Transnational Practice |
|
|
1136 | (1) |
|
The Bar and ``Self-Regulation'' of Its Members |
|
|
1136 | (29) |
|
|
1136 | (1) |
|
|
1137 | (3) |
|
|
Compulsory Membership in the Bar |
|
|
1140 | (2) |
|
|
1142 | (2) |
|
|
1144 | (1) |
|
Discipline and the Fifth Amendment |
|
|
1145 | (1) |
|
Discipline and Lawyer Crimes |
|
|
1146 | (2) |
|
|
1148 | (1) |
|
Conduct Prejudicial to the Administration of Justice |
|
|
1149 | (1) |
|
|
1149 | (1) |
|
What Conduct Prejudices the Administration of Justice? |
|
|
1150 | (2) |
|
The Effectiveness of the Disciplinary System |
|
|
1152 | (2) |
|
Obligation to Report Professional Misconduct of Other Lawyers |
|
|
1154 | (1) |
|
|
1155 | (3) |
|
|
1158 | (1) |
|
Should the Duty Be Mandatory? |
|
|
1159 | (1) |
|
Extortion as Prohibited Assistance |
|
|
1160 | (1) |
|
``Professionalism'' and Civility |
|
|
1161 | (1) |
|
|
1161 | (1) |
|
Future of Self-Regulation |
|
|
1162 | (3) |
Index |
|
1165 | |